| Securities Exchange Act Filings |
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Welcome to the Securities Exchange Act Filings System. This system, which is administered by the Federal Deposit Insurance Corporation (FDIC), contains two groups of securities disclosure filings:
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| NOTICE TO USERS OF THE BENEFICIAL OWNERSHIP FILINGS SYSTEM |
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The Beneficial Ownership Filings System is presented by the FDIC, the Federal Reserve Board (FRB), and the Office of the Comptroller of the Currency (OCC). The information available to the public in this system was submitted by directors, officers, and principal shareholders of FDIC-insured depository institutions with a class of securities registered with the appropriate federal banking agency under the Exchange Act, as mandated by federal law. The Exchange Act, as amended by the Sarbanes-Oxley Act of 2002, requires the FDIC, the FRB, the the OCC to make these beneficial ownership reports available to the public on the Internet. You are advised that beneficial ownership information is presented by the appropriate federal banking agency for the filer's institution in the same form as it was submitted. For public availability purposes, the FDIC, the FRB, and the OCC have not reviewed the information presented in these filings, and thus make no warranties or representations regarding its accuracy or sufficiency. The Beneficial Ownership Filings system contains only beneficial ownership reports that have been electronically submitted to the appropriate federal banking agency (FDIC, FRB, or OCC). Reports submitted on paper pursuant to a federal banking agency's applicable hardship exemption provisions or submitted under previously applicable paper filing requirements may be obtained by contacting the appropriate agency office as follows: FDIC - Accounting and Securities Disclosure Section, 550 17th Street, NW, Washington, DC 20429; FRB - Division of Banking Supervision and Regulation, 20th Street and Constitution Avenue, NW, Washington, DC 20551; OCC - Disclosure Officer, Communications Division, 250 E Street, SW, Washington, DC 20219. |
| NOTICE TO USERS OF THE OTHER PART 335 FILINGS SYSTEM |
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The Other Part 335 Filings System is presented by the FDIC. The information available to the public in this system includes periodic reports (e.g., annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports of Form 8-K), proxy soliciting material, and other securities disclosure documents submitted electronically by FDIC-supervised banks and associated parties reporting under the Exchange Act and Part 335. The Exchange Act requires the FDIC to make these securities disclosure filings available to the public. The information available to the public in this system does not include any filings by institutions whose appropriate federal banking agency is the FRB, or the OCC. List of FDIC-supervised banks currently reporting to the FDIC under the Exchange Act and Part 335. You are advised that the other Part 335 filing information is presented by the FDIC in the same form as it was submitted. For public availability purposes, the FDIC has not reviewed the information presented in these filings, and thus makes no warranties or representations regarding its accuracy or sufficiency. The Other Part 335 Filings system contains only securities disclosure documents that have been electronically submitted to the FDIC on a voluntary basis by FDIC-supervised banks and associated parties reporting under the Exchange Act and Part 335. Other Part 335 filings submitted on paper to the FDIC may be obtained by contacting the FDIC in writing at FDIC, Accounting and Securities Disclosure Section, 550 17th Street, NW, Washington, DC 20429, or by email at PublicBankReports@FDIC.gov. |
| NOTICE TO USERS OF THE SECURITIES EXCHANGE ACT FILINGS SYSTEM |
| The Securities Exchange Act filings described above will be reflected immediately on the FDIC's public website when submitted electronically during each business day from 8:00 AM until 10:00 PM Eastern Standard Time or Eastern Daylight Saving Time, whichever is currently in effect ("Eastern Time"). Business days include all days except Saturdays, Sundays, and federal holidays. All Securities Exchange Act filings not received during these hours on business days will be posted to the FDIC's public website at 8:00 AM Eastern Time on the following business day. The OMB numbers for these reports are as follows: 3064-0030 (FDIC), 7100-0091 (FRB), and 1557-0106 (OCC). |
| Last Updated | FDICconnect@fdic.gov |