TABLE E-9 FIDUCIARY INCOME Reporting Year 1999 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP __________________________________________________________________________________ º Gross Income Size Groups ($ in Thousands) º º________________________________________________________________________________º º º º º ºUnder º º$50+ Million º$10-50 Million º$5-10 Million º$1-5 Million º$1 Million º º_______________º_______________º_______________º_______________º________________º Number of Institutions: 11 32 30 70 51 __________________________________________________________________________________ Total Assets (in thousands) of Institutions: 1,248,824,685 351,560,541 206,201,901 76,552,653 35,237,763 ____________________________________________________________________________________________________________________________________ 1. GROSS FEES, COMMISSIONS AND OTHER FIDUCIARY INCOME (a) Employee Benefit Trust Accounts 107,788 116,801 19,657 38,157 2,626 (b) Personal Trust & Estate Accounts 186,588 190,824 53,858 63,224 7,273 (c) Employee Benefit Agencies 328,802 25,865 17,946 6,847 1,393 (d) Other Agency Accounts 190,191 174,084 55,761 38,660 5,020 (e) Corporate Trust & Agency Accounts 288,830 68,575 42,640 11,918 801 (f) All Other Fiduciary Income 376,450 133,629 22,789 20,340 5,047 __________________________________________________________________________________ (g) Total Fiduciary Income 1,478,649 709,778 212,651 179,146 22,160 __________________________________________________________________________________ 2. EXPENSES (a) Salaries and Employee Benefits 561,879 247,317 79,279 73,719 17,905 (b) Other Direct Expense 594,053 210,368 70,308 53,119 12,819 (c) Allocated Indirect Expense 137,557 106,878 39,290 20,821 2,608 __________________________________________________________________________________ (d) Total Expense 1,293,489 564,563 188,877 147,659 33,332 __________________________________________________________________________________ 3. SETTLEMENTS, SURCHARGES & OTHER LOSSES (a) Gross Settlements, Surcharges & Other Loss 10,680 3,987 895 461 87 (b) Recoveries to Reported Losses 1,289 35 72 1,380 0 __________________________________________________________________________________ (c) Net Settlements, Surcharges & Losses 9,391 3,952 823 -919 87 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1999 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ º Gross Income Size Groups ($ in Thousands) º º________________________________________________________________________________º º º º º ºUnder º º$50+ Million º$10-50 Million º$5-10 Million º$1-5 Million º$1 Million º º_______________º_______________º_______________º_______________º________________º ____________________________________________________________________________________________________________________________________ __________________________________________________________________________________ 4. NET OPERATING INCOME (LOSS) (item 4 plus item 175,769 141,263 22,951 32,406 -11,259 (Item 1(g) minus items 2(d) and 3(c)) __________________________________________________________________________________ 5. CREDIT FOR OWN-INSTITUTION DEPOSITS 0 0 0 0 0 __________________________________________________________________________________ __________________________________________________________________________________ 6. NET TRUST INCOME (LOSS) 175,769 141,263 22,951 32,406 -11,259 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1999 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ º Gross Income Size Groups ($ in Thousands) º º________________________________________________________________________________º º º º º ºUnder º º$50+ Million º$10-50 Million º$5-10 Million º$1-5 Million º$1 Million º º_______________º_______________º_______________º_______________º________________º ____________________________________________________________________________________________________________________________________ 7. SETTLEMENTS, SURCHARGES & OTHER LOSSES-BY TYPE OF ACCOUNT AND INVESTMENT DISCRETION (Completed if the amount in item 3(a) above is $100,000 or more) Discretionary Accounts __________________________________________________________________________________ (a) Employee Benefit Trust Accounts 545 86 0 0 0 (b) Personal Trust & Estate Accounts 933 658 0 0 0 (c) Employee Benefit Agencies 997 277 0 0 0 (d) Other Agency Accounts 30 186 0 0 0 __________________________________________________________________________________ Subtotal - Discretionary Accounts 2,505 1,207 0 0 0 __________________________________________________________________________________ Non-Discretionary Accounts __________________________________________________________________________________ (e) Employee Benefit Trusts 306 0 69 100 0 (f) Personal Trust & Estate Accounts 29 125 0 0 0 (g) Employee Benefit Agencies 23 0 0 0 0 (h) Other Agency Accounts 1,507 66 0 0 0 __________________________________________________________________________________ Subtotal - Non - Discretionary Accounts 1,865 191 69 100 0 __________________________________________________________________________________ Other Accounts __________________________________________________________________________________ (i) Corporate Trust & Agency Accounts 2,343 1,720 0 0 0 (j) All Other Activities 3,884 344 269 1 0 __________________________________________________________________________________ Subtotal - Other Accounts 6,227 2,064 269 1 0 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1999 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ º Gross Income Size Groups ($ in Thousands) º º________________________________________________________________________________º º º º º ºUnder º º$50+ Million º$10-50 Million º$5-10 Million º$1-5 Million º$1 Million º º_______________º_______________º_______________º_______________º________________º ____________________________________________________________________________________________________________________________________ __________________________________________________________________________________ Total Settlements, Surcharges & Other Losses 10,597 3,462 338 101 0