TABLE E-9 FIDUCIARY INCOME Reporting Year 1997 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP __________________________________________________________________________________ ¦ Gross Income Size Groups ($ in Thousands) ¦ ¦________________________________________________________________________________¦ ¦ ¦ ¦ ¦ ¦Under ¦ ¦$50+ Million ¦$10-50 Million ¦$5-10 Million ¦$1-5 Million ¦$1 Million ¦ ¦_______________¦_______________¦_______________¦_______________¦________________¦ Number of Institutions: 9 26 21 79 45 __________________________________________________________________________________ Total Assets (in thousands) of Institutions: 931,595,533 368,487,204 80,281,028 96,229,291 41,496,547 ____________________________________________________________________________________________________________________________________ 1. GROSS FEES, COMMISSIONS AND OTHER FIDUCIARY INCOME (a) Employee Benefit Trust Accounts 107,538 65,532 34,963 32,902 2,963 (b) Personal Trust & Estate Accounts 288,751 156,826 58,485 77,820 4,480 (c) Employee Benefit Agencies 221,473 31,350 5,022 18,279 1,797 (d) Other Agency Accounts 186,157 92,814 24,483 46,437 2,282 (e) Corporate Trust & Agency Accounts 150,936 48,664 15,371 21,000 772 (f) All Other Fiduciary Income 181,279 94,570 11,757 21,784 2,507 __________________________________________________________________________________ (g) Total Fiduciary Income 1,136,134 489,756 150,081 218,222 14,801 __________________________________________________________________________________ 2. EXPENSES (a) Salaries and Employee Benefits 408,340 187,443 57,220 86,908 17,339 (b) Other Direct Expense 374,606 153,616 41,960 70,258 11,672 (c) Allocated Indirect Expense 118,056 50,501 22,727 23,410 3,294 __________________________________________________________________________________ (d) Total Expense 901,002 391,560 121,907 180,576 32,305 __________________________________________________________________________________ 3. SETTLEMENTS, SURCHARGES & OTHER LOSSES (a) Gross Settlements, Surcharges & Other Loss 9,966 2,704 1,466 852 43 (b) Recoveries to Reported Losses 1,761 220 566 252 15 __________________________________________________________________________________ (c) Net Settlements, Surcharges & Losses 8,205 2,484 900 600 28 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1997 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ ¦ Gross Income Size Groups ($ in Thousands) ¦ ¦________________________________________________________________________________¦ ¦ ¦ ¦ ¦ ¦Under ¦ ¦$50+ Million ¦$10-50 Million ¦$5-10 Million ¦$1-5 Million ¦$1 Million ¦ ¦_______________¦_______________¦_______________¦_______________¦________________¦ ____________________________________________________________________________________________________________________________________ __________________________________________________________________________________ 4. NET OPERATING INCOME (LOSS) (item 4 plus item 226,927 95,712 27,274 37,046 -17,532 (Item 1(g) minus items 2(d) and 3(c)) __________________________________________________________________________________ 5. CREDIT FOR OWN-INSTITUTION DEPOSITS 41,951 8,994 449 6,286 108 __________________________________________________________________________________ __________________________________________________________________________________ 6. NET TRUST INCOME (LOSS) 268,878 104,706 27,723 43,332 -17,424 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1997 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ ¦ Gross Income Size Groups ($ in Thousands) ¦ ¦________________________________________________________________________________¦ ¦ ¦ ¦ ¦ ¦Under ¦ ¦$50+ Million ¦$10-50 Million ¦$5-10 Million ¦$1-5 Million ¦$1 Million ¦ ¦_______________¦_______________¦_______________¦_______________¦________________¦ ____________________________________________________________________________________________________________________________________ 7. SETTLEMENTS, SURCHARGES & OTHER LOSSES-BY TYPE OF ACCOUNT AND INVESTMENT DISCRETION (Completed if the amount in item 3(a) above is $100,000 or more) Discretionary Accounts __________________________________________________________________________________ (a) Employee Benefit Trust Accounts 72 500 13 0 0 (b) Personal Trust & Estate Accounts 677 81 78 0 0 (c) Employee Benefit Agencies 1,034 55 0 0 0 (d) Other Agency Accounts 1,183 518 72 0 0 __________________________________________________________________________________ Subtotal - Discretionary Accounts 2,966 1,154 163 0 0 __________________________________________________________________________________ Non-Discretionary Accounts __________________________________________________________________________________ (e) Employee Benefit Trusts 1,393 158 703 90 0 (f) Personal Trust & Estate Accounts 91 4 67 0 0 (g) Employee Benefit Agencies 123 21 0 0 0 (h) Other Agency Accounts 462 345 0 0 0 __________________________________________________________________________________ Subtotal - Non - Discretionary Accounts 2,069 528 770 90 0 __________________________________________________________________________________ Other Accounts __________________________________________________________________________________ (i) Corporate Trust & Agency Accounts 637 141 0 0 0 (j) All Other Activities 4,294 345 18 35 0 __________________________________________________________________________________ Subtotal - Other Accounts 4,931 486 18 35 0 __________________________________________________________________________________ TABLE E-9 FIDUCIARY INCOME Reporting Year 1997 NON-DEPOSIT TRUST COMPANIES FILING SCHEDULE E BY INCOME SIZE GROUP (continued) __________________________________________________________________________________ ¦ Gross Income Size Groups ($ in Thousands) ¦ ¦________________________________________________________________________________¦ ¦ ¦ ¦ ¦ ¦Under ¦ ¦$50+ Million ¦$10-50 Million ¦$5-10 Million ¦$1-5 Million ¦$1 Million ¦ ¦_______________¦_______________¦_______________¦_______________¦________________¦ ____________________________________________________________________________________________________________________________________ __________________________________________________________________________________ Total Settlements, Surcharges & Other Losses 9,966 2,168 951 125 0