TABLE A-4 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS ALL INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 267,073 1,404,344 240,606 18,842 195,746 2,126,611 1,052 NON-DISCRETIONARY 133,977 138,319 4,873 110,142 150,348 537,659 TOTAL ASSETS LESS THAN 10 MILLION 401,050 1,542,663 245,479 128,984 346,094 2,664,270 TOTAL NUMBER OF ACCOUNTS 5,812 24,218 1,824 3,004 4,152 39,010 DISCRETIONARY 389,827 1,795,011 227,651 48,804 540,717 3,002,010 254 NON-DISCRETIONARY 332,014 195,812 5,444 254,764 482,438 1,270,472 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 721,841 1,990,823 233,095 303,568 1,023,155 4,272,482 TOTAL NUMBER OF ACCOUNTS 7,993 17,428 978 4,594 7,720 38,713 DISCRETIONARY 583,846 2,856,730 207,844 208,371 1,137,281 4,994,072 200 NON-DISCRETIONARY 404,451 144,207 21,529 528,016 1,141,646 2,239,849 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 988,297 3,000,937 229,373 736,387 2,278,927 7,233,921 TOTAL NUMBER OF ACCOUNTS 8,218 12,327 1,175 9,809 10,531 42,060 DISCRETIONARY 1,550,820 5,414,129 372,268 273,117 2,363,464 9,973,798 217 NON-DISCRETIONARY 1,241,132 418,065 28,647 868,372 2,908,071 5,464,287 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 2,791,952 5,832,194 400,915 1,141,489 5,271,535 15,438,085 TOTAL NUMBER OF ACCOUNTS 25,057 22,076 2,112 10,415 19,226 78,886 DISCRETIONARY 12,434,931 32,988,368 1,675,346 3,122,829 15,851,952 66,073,426 436 NON-DISCRETIONARY 6,987,074 3,628,040 51,969 5,001,989 22,924,992 38,594,064 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 19,422,005 36,616,408 1,727,315 8,124,818 38,776,944 104,667,490 TOTAL NUMBER OF ACCOUNTS 59,563 104,096 6,759 27,223 69,391 267,032 DISCRETIONARY 9,933,827 24,677,089 763,534 2,899,655 11,795,039 50,069,144 120 NON-DISCRETIONARY 7,401,424 2,295,175 25,896 4,492,332 19,506,610 33,721,437 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 17,335,251 26,972,264 789,430 7,391,987 31,301,649 83,790,581 TOTAL NUMBER OF ACCOUNTS 39,086 52,751 2,604 8,243 33,856 136,540 DISCRETIONARY 11,200,282 33,528,949 960,680 2,181,495 20,480,351 68,351,757 89 NON-DISCRETIONARY 13,058,916 5,654,264 50,119 4,236,256 35,219,384 58,218,939 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 24,259,198 39,183,213 1,010,799 6,417,751 55,699,735 126,570,696 TOTAL NUMBER OF ACCOUNTS 45,750 60,415 3,013 6,721 36,596 152,495 DISCRETIONARY 664,915,193 583,536,008 16,561,597 519,024,196 698,972,390 2,483,009,384 235 NON-DISCRETIONARY 2,703,616,484 159,168,350 1,030,483 572,245,746 7,489,704,290 1,925,765,353 TOTAL ASSETS OF 2 BILLION OR MORE 3,368,531,677 742,704,358 17,592,080 2,091,269,942 8,188,676,680 14,408,774,737 TOTAL NUMBER OF ACCOUNTS 4,363,520 611,067 26,621 8,767,519 434,969 14,203,696 10/22/97 13:22:26 TABLE A-4 PAGE: 1 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS NATIONAL INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 61,365 347,340 67,629 4,683 47,807 528,824 187 NON-DISCRETIONARY 31,270 49,527 483 29,114 41,398 151,792 TOTAL ASSETS LESS THAN 10 MILLION 92,635 396,867 68,112 33,797 89,205 680,616 TOTAL NUMBER OF ACCOUNTS 392 3,229 375 301 770 5,067 DISCRETIONARY 125,038 628,133 107,098 14,522 166,297 1,041,088 79 NON-DISCRETIONARY 79,799 49,617 1,321 67,135 150,722 348,594 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 204,837 677,750 108,419 81,657 317,019 1,389,682 TOTAL NUMBER OF ACCOUNTS 2,020 3,847 267 1,147 1,541 8,822 DISCRETIONARY 230,069 1,119,031 87,211 37,169 379,363 1,852,843 69 NON-DISCRETIONARY 115,875 62,303 1,211 116,592 329,871 625,852 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 345,944 1,181,334 88,422 153,761 709,234 2,478,695 TOTAL NUMBER OF ACCOUNTS 1,844 4,309 402 1,470 2,629 10,654 DISCRETIONARY 568,195 2,280,252 167,306 76,691 864,200 3,956,644 83 NON-DISCRETIONARY 456,569 182,166 22,908 187,441 1,101,750 1,950,834 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 1,024,764 2,462,418 190,214 264,132 1,965,950 5,907,478 TOTAL NUMBER OF ACCOUNTS 6,430 9,778 933 2,736 8,219 28,096 DISCRETIONARY 5,289,807 14,138,757 712,308 1,149,341 6,349,566 27,639,779 180 NON-DISCRETIONARY 2,939,303 1,755,361 21,241 1,254,953 8,715,816 14,686,674 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 8,229,110 15,894,118 733,549 2,404,294 15,065,382 42,326,453 TOTAL NUMBER OF ACCOUNTS 23,878 41,748 3,003 10,396 26,569 105,594 DISCRETIONARY 4,358,212 9,745,397 410,523 1,021,011 4,333,958 19,869,101 46 NON-DISCRETIONARY 2,133,323 1,417,997 12,354 1,782,294 6,469,778 11,815,746 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 6,491,535 11,163,394 422,877 2,803,305 10,803,736 31,684,847 TOTAL NUMBER OF ACCOUNTS 12,698 22,978 1,197 3,025 11,573 51,471 DISCRETIONARY 4,688,831 14,595,834 379,627 1,047,353 6,097,672 26,809,317 32 NON-DISCRETIONARY 2,911,410 2,601,782 43,326 1,800,823 11,460,934 18,818,275 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 7,600,241 17,197,616 422,953 2,848,176 17,558,606 45,627,592 TOTAL NUMBER OF ACCOUNTS 15,607 23,821 1,243 2,036 8,417 51,124 DISCRETIONARY 157,576,142 296,362,911 11,117,106 54,792,699 340,740,379 860,589,237 110 NON-DISCRETIONARY 556,249,106 39,276,275 473,452 260,925,372 1,371,793,550 2,228,717,755 TOTAL ASSETS OF 2 BILLION OR MORE 713,825,248 335,639,186 11,590,558 315,718,071 1,712,533,929 3,089,306,992 TOTAL NUMBER OF ACCOUNTS 154,765 368,684 16,947 38,579 174,247 753,222 10/22/97 13:22:27 TABLE A-4 PAGE: 2 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS STATE MEMBER INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 24,824 155,084 42,689 132 25,087 247,816 108 NON-DISCRETIONARY 6,679 14,752 28 5,431 17,032 43,922 TOTAL ASSETS LESS THAN 10 MILLION 31,503 169,836 42,717 5,563 42,119 291,738 TOTAL NUMBER OF ACCOUNTS 177 3,428 346 35 340 4,326 DISCRETIONARY 43,060 189,168 21,297 2,979 67,401 323,905 28 NON-DISCRETIONARY 45,871 16,995 113 18,604 56,778 138,361 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 88,931 206,163 21,410 21,583 124,179 462,266 TOTAL NUMBER OF ACCOUNTS 603 1,567 135 123 530 2,958 DISCRETIONARY 58,084 280,721 20,992 11,170 105,084 476,051 18 NON-DISCRETIONARY 33,189 6,414 0 47,524 82,020 169,147 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 91,273 287,135 20,992 58,694 187,104 645,198 TOTAL NUMBER OF ACCOUNTS 1,108 1,065 146 695 1,171 4,185 DISCRETIONARY 188,883 822,485 43,882 37,594 383,756 1,476,600 29 NON-DISCRETIONARY 142,359 43,252 113 96,354 362,790 644,868 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 331,242 865,737 43,995 133,948 746,546 2,121,468 TOTAL NUMBER OF ACCOUNTS 2,700 2,701 268 1,219 2,628 9,516 DISCRETIONARY 1,140,438 2,864,813 172,407 177,128 1,788,594 6,143,380 51 NON-DISCRETIONARY 1,055,957 397,570 10,400 630,163 2,325,804 4,419,894 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 2,196,395 3,262,383 182,807 807,291 4,114,398 10,563,274 TOTAL NUMBER OF ACCOUNTS 8,491 18,897 611 2,686 6,948 37,633 DISCRETIONARY 969,296 2,658,619 112,400 245,528 1,556,576 5,542,419 11 NON-DISCRETIONARY 343,195 69,608 2,167 228,106 2,282,842 2,925,918 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 1,312,491 2,728,227 114,567 473,634 3,839,418 8,468,337 TOTAL NUMBER OF ACCOUNTS 5,486 5,489 230 917 3,638 15,760 DISCRETIONARY 1,615,447 5,343,112 208,437 158,933 2,002,473 9,328,402 11 NON-DISCRETIONARY 1,029,270 476,657 824 212,596 3,932,775 5,652,122 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 2,644,717 5,819,769 209,261 371,529 5,935,248 14,980,524 TOTAL NUMBER OF ACCOUNTS 5,108 9,220 446 975 4,464 20,213 DISCRETIONARY 400,395,411 142,427,856 3,779,109 143,640,529 260,916,605 951,159,510 36 NON-DISCRETIONARY 1,814,652,583 101,780,282 386,697 715,493,612 5,021,190,556 7,653,503,730 TOTAL ASSETS OF 2 BILLION OR MORE 2,215,047,994 244,208,138 4,165,806 859,134,141 5,282,107,161 8,604,663,240 TOTAL NUMBER OF ACCOUNTS 1,077,269 129,800 4,930 25,142 167,292 1,404,433 10/22/97 13:22:27 TABLE A-4 PAGE: 3 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS STATE NONMEMBER INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 165,652 864,482 126,159 10,816 101,623 1,268,732 722 NON-DISCRETIONARY 88,587 69,324 4,362 75,597 80,136 318,006 TOTAL ASSETS LESS THAN 10 MILLION 254,239 933,806 130,521 86,413 181,759 1,586,738 TOTAL NUMBER OF ACCOUNTS 5,027 17,128 1,082 2,653 2,867 28,757 DISCRETIONARY 174,910 906,479 94,874 19,964 259,501 1,455,728 126 NON-DISCRETIONARY 153,108 111,132 3,991 159,832 241,974 670,037 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 328,018 1,017,611 98,865 179,796 501,475 2,125,765 TOTAL NUMBER OF ACCOUNTS 4,676 11,463 544 3,139 5,081 24,903 DISCRETIONARY 231,477 1,255,297 86,135 132,420 454,408 2,159,737 93 NON-DISCRETIONARY 231,593 53,691 17,311 286,238 655,478 1,244,311 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 463,070 1,308,988 103,446 418,658 1,109,886 3,404,048 TOTAL NUMBER OF ACCOUNTS 4,912 5,860 541 5,541 5,410 22,264 DISCRETIONARY 679,458 1,973,402 143,963 98,517 864,102 3,759,442 87 NON-DISCRETIONARY 563,578 112,084 4,254 495,535 1,192,854 2,368,305 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 1,243,036 2,085,486 148,217 594,052 2,056,956 6,127,747 TOTAL NUMBER OF ACCOUNTS 10,257 8,356 771 4,563 6,876 30,823 DISCRETIONARY 4,258,505 11,123,221 586,944 893,055 5,195,331 22,057,056 147 NON-DISCRETIONARY 2,159,926 1,128,695 12,828 2,024,647 8,515,045 13,841,141 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 6,418,431 12,251,916 599,772 2,917,702 13,710,376 35,898,197 TOTAL NUMBER OF ACCOUNTS 19,986 31,130 2,228 10,344 23,347 87,035 DISCRETIONARY 2,362,570 6,580,518 144,261 509,314 3,492,683 13,089,346 33 NON-DISCRETIONARY 2,925,026 459,299 10,112 894,318 6,006,788 10,295,543 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 5,287,596 7,039,817 154,373 1,403,632 9,499,471 23,384,889 TOTAL NUMBER OF ACCOUNTS 11,192 13,400 676 2,694 10,949 38,911 DISCRETIONARY 2,189,925 5,608,286 175,205 297,073 4,330,086 12,600,575 19 NON-DISCRETIONARY 2,581,683 1,406,544 3,814 424,590 7,686,986 12,103,617 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 4,771,608 7,014,830 179,019 721,663 12,017,072 24,704,192 TOTAL NUMBER OF ACCOUNTS 8,746 13,529 624 2,194 12,583 37,676 DISCRETIONARY 40,610,574 38,541,638 471,790 80,171,771 39,580,574 199,376,347 38 NON-DISCRETIONARY 248,074,851 6,088,027 60,674 450,405,649 745,443,608 1,450,072,809 TOTAL ASSETS OF 2 BILLION OR MORE 288,685,425 44,629,665 532,464 530,577,420 785,024,182 1,649,449,156 TOTAL NUMBER OF ACCOUNTS 3,093,231 33,251 1,139 8,386,862 54,441 11,568,924 10/22/97 13:22:27 TABLE A-4 PAGE: 4 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS NONINSURED NONDEPOSIT TRUST COMPANIES - STATE NONMEMBER INSTITUTIONS (CLASS 54) DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 6,128 0 0 8,619 14,747 2 NON-DISCRETIONARY 957 24 0 0 113 1,094 TOTAL ASSETS LESS THAN 10 MILLION 957 6,152 0 0 8,732 15,841 TOTAL NUMBER OF ACCOUNTS 2 16 0 0 14 32 DISCRETIONARY 0 20 0 0 0 20 1 NON-DISCRETIONARY 15,717 0 0 0 0 15,717 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 15,717 20 0 0 0 15,737 TOTAL NUMBER OF ACCOUNTS 1 1 0 0 0 2 DISCRETIONARY 28,961 58,198 5,940 9,607 40,296 143,002 6 NON-DISCRETIONARY 15,999 7,713 2,947 15,221 33,183 75,063 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 44,960 65,911 8,887 24,828 73,479 218,065 TOTAL NUMBER OF ACCOUNTS 136 346 41 363 281 1,167 DISCRETIONARY 14,057 36,317 1,980 6,782 33,426 92,562 3 NON-DISCRETIONARY 31,770 27,183 1,186 4,601 43,492 108,232 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 45,827 63,500 3,166 11,383 76,918 200,794 TOTAL NUMBER OF ACCOUNTS 84 135 7 86 199 511 DISCRETIONARY 929,015 2,478,937 121,491 680,081 1,284,778 5,494,302 25 NON-DISCRETIONARY 360,001 158,539 4,429 291,592 1,349,106 2,163,667 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 1,289,016 2,637,476 125,920 971,673 2,633,884 7,657,969 TOTAL NUMBER OF ACCOUNTS 3,515 6,966 624 1,687 4,803 17,595 DISCRETIONARY 1,473,145 1,816,692 47,082 766,223 865,368 4,968,510 14 NON-DISCRETIONARY 852,235 71,471 263 907,594 2,060,307 3,891,870 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 2,325,380 1,888,163 47,345 1,673,817 2,925,675 8,860,380 TOTAL NUMBER OF ACCOUNTS 4,103 5,298 306 852 3,812 14,371 DISCRETIONARY 1,195,866 2,886,978 77,219 175,564 4,140,703 8,476,330 13 NON-DISCRETIONARY 4,696,679 877,186 989 1,248,224 4,062,041 10,885,119 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 5,892,545 3,764,164 78,208 1,423,788 8,202,744 19,361,449 TOTAL NUMBER OF ACCOUNTS 10,943 4,554 322 344 4,478 20,641 DISCRETIONARY 31,991,782 29,769,953 522,391 16,454,968 28,832,897 107,571,991 30 NON-DISCRETIONARY 51,470,990 4,173,973 4,060 42,410,264 214,021,928 312,081,215 TOTAL ASSETS OF 2 BILLION OR MORE 83,462,772 33,943,926 526,451 58,865,232 242,854,825 419,653,206 TOTAL NUMBER OF ACCOUNTS 19,147 37,694 1,549 308,407 18,996 385,793 10/22/97 13:22:28 TABLE A-4 PAGE: 5 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS NONINSURED NONDEPOSIT TRUST COMPANIES - STATE MEMBER INSTITUTIONS (CLASS 58 & 63 DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS LESS THAN 10 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 544,618 910,721 35,075 72,318 321,729 1,884,461 2 NON-DISCRETIONARY 302,513 2,622,485 13 5,924,133 4,352,900 13,202,044 TOTAL ASSETS OF 2 BILLION OR MORE 847,131 3,533,206 35,088 5,996,451 4,674,629 15,086,505 TOTAL NUMBER OF ACCOUNTS 443 1,620 129 33 890 3,115 10/22/97 13:22:28 TABLE A-4 PAGE: 6 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS FDIC INSURED SAVINGS INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 9,735 14,901 2,459 691 7,744 35,530 14 NON-DISCRETIONARY 2,839 0 0 0 7,476 10,315 TOTAL ASSETS LESS THAN 10 MILLION 12,574 14,901 2,459 691 15,220 45,845 TOTAL NUMBER OF ACCOUNTS 155 294 11 14 87 561 DISCRETIONARY 28,666 28,728 1,893 11,339 34,474 105,100 9 NON-DISCRETIONARY 3,432 2,412 0 3,925 6,020 15,789 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 32,098 31,140 1,893 15,264 40,494 120,889 TOTAL NUMBER OF ACCOUNTS 282 168 15 152 368 985 DISCRETIONARY 26,808 50,326 4,091 5,727 95,851 182,803 7 NON-DISCRETIONARY 1,152 504 60 34,997 29,369 66,082 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 27,960 50,830 4,151 40,724 125,220 248,885 TOTAL NUMBER OF ACCOUNTS 175 251 21 1,105 849 2,401 DISCRETIONARY 78,259 224,459 11,325 46,651 174,948 535,642 11 NON-DISCRETIONARY 15,032 13,207 0 83,775 119,913 231,927 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 93,291 237,666 11,325 130,426 294,861 767,569 TOTAL NUMBER OF ACCOUNTS 5,203 873 99 1,766 1,032 8,973 DISCRETIONARY 140,460 660,819 28,931 39,170 479,911 1,349,291 14 NON-DISCRETIONARY 134,015 26,481 971 534,095 860,572 1,556,134 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 274,475 687,300 29,902 573,265 1,340,483 2,905,425 TOTAL NUMBER OF ACCOUNTS 537 1,739 124 1,084 2,013 5,497 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 279,602 824,042 25,459 47,853 519,047 1,696,003 2 NON-DISCRETIONARY 418,723 55,688 8 72,914 1,230,055 1,777,388 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 698,325 879,730 25,467 120,767 1,749,102 3,473,391 TOTAL NUMBER OF ACCOUNTS 754 1,559 36 342 1,417 4,108 DISCRETIONARY 303,483 1,658,649 31,556 44,103 294,203 2,331,994 1 NON-DISCRETIONARY 122,530 136,845 91 37 209,158 468,661 TOTAL ASSETS OF 2 BILLION OR MORE 426,013 1,795,494 31,647 44,140 503,361 2,800,655 TOTAL NUMBER OF ACCOUNTS 447 2,138 184 45 672 3,486 10/22/97 13:22:28 TABLE A-4 PAGE: 7 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS NONINSURED NONDEPOSIT TRUST COMPANIES - NATIONAL INSTITUTIONS (CLASS 50 & 62) DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS LESS THAN 10 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 3,488 4 0 0 3,492 1 NON-DISCRETIONARY 0 7,898 0 2,579 689 11,166 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 11,386 4 2,579 689 14,658 TOTAL NUMBER OF ACCOUNTS 0 10 1 3 1 15 DISCRETIONARY 5,361 30,107 0 4,247 28,048 67,763 2 NON-DISCRETIONARY 0 6,169 0 0 340 6,509 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 5,361 36,276 0 4,247 28,388 74,272 TOTAL NUMBER OF ACCOUNTS 36 28 0 17 67 148 DISCRETIONARY 20,003 50,778 3,522 6,882 41,808 122,993 2 NON-DISCRETIONARY 2,611 149 0 666 36,616 40,042 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 22,614 50,927 3,522 7,548 78,424 163,035 TOTAL NUMBER OF ACCOUNTS 161 186 30 45 202 624 DISCRETIONARY 221,706 1,338,676 44,243 88,782 410,160 2,103,567 12 NON-DISCRETIONARY 141,860 130,126 1,999 263,662 639,643 1,177,290 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 363,566 1,468,802 46,242 352,444 1,049,803 3,280,857 TOTAL NUMBER OF ACCOUNTS 1,291 1,982 133 875 1,942 6,223 DISCRETIONARY 708,373 3,466,321 46,342 309,559 1,148,559 5,679,154 13 NON-DISCRETIONARY 1,055,830 147,805 1,000 624,367 1,809,035 3,638,037 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 1,764,203 3,614,126 47,342 933,926 2,957,594 9,317,191 TOTAL NUMBER OF ACCOUNTS 5,316 4,771 178 541 2,900 13,706 DISCRETIONARY 1,179,068 3,973,122 86,347 446,015 2,164,935 7,849,487 8 NON-DISCRETIONARY 956,501 151,377 1,158 402,157 2,360,150 3,871,343 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 2,135,569 4,124,499 87,505 848,172 4,525,085 11,720,830 TOTAL NUMBER OF ACCOUNTS 3,131 7,135 325 647 3,287 14,525 DISCRETIONARY 33,400,970 72,144,045 480,144 223,783,922 26,743,354 356,552,435 14 NON-DISCRETIONARY 32,712,164 3,893,305 105,462 96,255,461 91,760,439 224,726,831 TOTAL ASSETS OF 2 BILLION OR MORE 66,113,134 76,037,350 585,606 320,039,383 118,503,793 581,279,266 TOTAL NUMBER OF ACCOUNTS 18,019 36,360 1,605 8,422 17,184 81,590 10/22/97 13:22:29 TABLE A-4 PAGE: 8 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS ALL OTS INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 5,381 16,366 1,670 2,520 4,866 30,803 15 NON-DISCRETIONARY 3,645 1,002 0 0 4,193 8,840 TOTAL ASSETS LESS THAN 10 MILLION 9,026 17,368 1,670 2,520 9,059 39,643 TOTAL NUMBER OF ACCOUNTS 54 82 10 1 74 221 DISCRETIONARY 18,153 26,067 1,744 0 11,293 57,257 9 NON-DISCRETIONARY 34,087 7,758 19 2,689 20,775 65,328 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 52,240 33,825 1,763 2,689 32,068 122,585 TOTAL NUMBER OF ACCOUNTS 411 329 14 30 193 977 DISCRETIONARY 3,086 45,964 3,463 6,351 20,519 79,383 4 NON-DISCRETIONARY 6,643 523 0 25,213 10,650 43,029 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 9,729 46,487 3,463 31,564 31,169 122,412 TOTAL NUMBER OF ACCOUNTS 7 417 23 569 84 1,100 DISCRETIONARY 1,965 25,701 290 0 1,224 29,180 1 NON-DISCRETIONARY 29,213 17,589 186 0 1,208 48,196 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 31,178 43,290 476 0 2,432 77,376 TOTAL NUMBER OF ACCOUNTS 222 44 4 0 68 338 DISCRETIONARY 110,396 383,145 9,022 95,272 94,574 692,409 5 NON-DISCRETIONARY 154,654 31,268 101 2,877 356,210 545,110 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 265,050 414,413 9,123 98,149 450,784 1,237,519 TOTAL NUMBER OF ACCOUNTS 1,567 1,634 36 151 1,428 4,816 DISCRETIONARY 62,231 409,542 2,926 48,020 397,895 920,614 3 NON-DISCRETIONARY 91,815 128,995 0 55,653 877,860 1,154,323 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 154,046 538,537 2,926 103,673 1,275,755 2,074,937 TOTAL NUMBER OF ACCOUNTS 291 815 17 214 984 2,321 DISCRETIONARY 25,970 194,066 8,281 0 788,408 1,016,725 2 NON-DISCRETIONARY 7,073 19,332 0 0 2,041,273 2,067,678 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 33,043 213,398 8,281 0 2,829,681 3,084,403 TOTAL NUMBER OF ACCOUNTS 38 210 13 0 581 842 DISCRETIONARY 24,931 923,126 79,659 63,550 604,765 1,696,031 3 NON-DISCRETIONARY 3,977 1,179,798 34 831,218 39,891,993 41,907,020 TOTAL ASSETS OF 2 BILLION OR MORE 28,908 2,102,924 79,693 894,768 40,496,758 43,603,051 TOTAL NUMBER OF ACCOUNTS 53 973 119 28 523 1,696 10/22/97 13:22:29 TABLE A-4 PAGE: 9 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS CLASS 55 INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS LESS THAN 10 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 249,038 249,038 1 NON-DISCRETIONARY 0 0 0 0 162,796 162,796 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 0 0 0 0 411,834 411,834 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 2,341 2,341 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 396,947 396,947 1 NON-DISCRETIONARY 0 0 0 0 1,555,362 1,555,362 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 0 0 0 0 1,952,309 1,952,309 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 693 693 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 2 BILLION OR MORE 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 10/22/97 13:22:29 TABLE A-4 PAGE: 10 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 116 43 0 0 0 159 4 NON-DISCRETIONARY 0 3,690 0 0 0 3,690 TOTAL ASSETS LESS THAN 10 MILLION 116 3,733 0 0 0 3,849 TOTAL NUMBER OF ACCOUNTS 5 41 0 0 0 46 DISCRETIONARY 0 12,928 741 0 1,751 15,420 1 NON-DISCRETIONARY 0 0 0 0 5,480 5,480 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 12,928 741 0 7,231 20,900 TOTAL NUMBER OF ACCOUNTS 0 43 2 0 6 51 DISCRETIONARY 0 17,086 12 1,680 13,712 32,490 1 NON-DISCRETIONARY 0 6,890 0 2,231 735 9,856 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 0 23,976 12 3,911 14,447 42,346 TOTAL NUMBER OF ACCOUNTS 0 51 1 49 40 141 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 67,282 797,109 44,767 336 937,884 1,847,378 1 NON-DISCRETIONARY 27,770 17,360 0 0 1,040,158 1,085,288 TOTAL ASSETS OF 2 BILLION OR MORE 95,052 814,469 44,767 336 1,978,042 2,932,666 TOTAL NUMBER OF ACCOUNTS 146 547 19 1 724 1,437 10/22/97 13:22:29 TABLE A-4 PAGE: 11 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS LESS THAN 10 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 735 0 0 0 735 1 NON-DISCRETIONARY 0 22,435 0 0 49,448 71,883 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 0 23,170 0 0 49,448 72,618 TOTAL NUMBER OF ACCOUNTS 0 3 0 0 2 5 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 25,573 103,509 105 8,704 40,080 177,971 1 NON-DISCRETIONARY 457,577 65,698 0 74,952 889,808 1,488,035 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 483,150 169,207 105 83,656 929,888 1,666,006 TOTAL NUMBER OF ACCOUNTS 1,423 387 4 183 676 2,673 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 2 BILLION OR MORE 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 10/22/97 13:22:30 TABLE A-4 PAGE: 12 TRUST ASSETS BY SIZE OF TRUST INSTITUTIONS DECEMBER 31, 1996 (DOLLARS IN THOUSANDS) --------- TRUSTS AND ESTATES --------- -------- AGENCIES -------- INST. EMPLOYEE PERSONAL ESTATES EMPLOYEE ALL REPORTING ASSET AMOUNT BENEFITS TRUSTS BENEFIT OTHERS TOTALS ASSETS ------------------------------------------------------------------------------------------------------------------------------------ DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS LESS THAN 10 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 10 MILLION OR MORE BUT LESS THAN 25 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 25 MILLION OR MORE BUT LESS THAN 50 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 50 MILLION OR MORE BUT LESS THAN 100 MILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 344,604 0 0 0 0 344,604 1 NON-DISCRETIONARY 41,358 0 0 0 0 41,358 TOTAL ASSETS OF 100 MILLION OR MORE BUT LESS THAN 500 MILLION 385,962 0 0 0 0 385,962 TOTAL NUMBER OF ACCOUNTS 298 0 0 0 0 298 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 500 MILLION OR MORE BUT LESS THAN 1 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 1 BILLION OR MORE BUT LESS THAN 2 BILLION 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 DISCRETIONARY 0 0 0 0 0 0 0 NON-DISCRETIONARY 0 0 0 0 0 0 TOTAL ASSETS OF 2 BILLION OR MORE 0 0 0 0 0 0 TOTAL NUMBER OF ACCOUNTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0